[Download] "Security-Based Swap Dealer De Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)" by The Law Library # eBook PDF Kindle ePub Free
eBook details
- Title: Security-Based Swap Dealer De Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
- Author : The Law Library
- Release Date : January 22, 2018
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 402 KB
Description
The Law Library presents the complete text of the Security-Based Swap Dealer De Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).
Updated as of May 29, 2018
The Securities and Exchange Commission (“SEC” or “Commission”) is adopting amendments to Exchange Act rules 3a71-3 and 3a71-5 that address the application of the de minimis exception to security-based swap transactions connected with a non-U.S. person's security-based swap dealing activity that are arranged, negotiated, or executed by personnel of such person located in a U.S. branch or office, or by personnel of such person's agent, located in a U.S. branch or office.
This ebook contains:
- The complete text of the Security-Based Swap Dealer De Minimis Exceptions - Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure